Chad Gracia, CEO of Gracia Group and Registered Representative of Rainmaker Securities.
Chad Gracia, CEO of Gracia Group and Registered Representative of Rainmaker Securities.
A broker's guide to staying off the compliance radar
Published: May 15, 2025

Chad Gracia, CEO of Gracia Group and Registered Rep at Rainmaker Securities, breaks down ten common red flags new investors make in private secondaries - and how to avoid them.